| The Small Corporate Registration was
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| | plan.A company should gauged investors
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| designed specifically for small
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| | interest in the offering before launching
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| businesses. It allows small companies to
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| | a DPO. Some of the advantages of a DPO
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| raise equity or debt capital publicly
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| | are that it be advertise to the public,
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| without having to register with
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| | the company can solicit investors, and it
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| Securities and Exchange Commission. It is
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| | works best when offered directly to
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| designed to streamline the state review
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| | targeted group.These groups are referred
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| process by using standardized forms and
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| | to as affinity groups or groups that have
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| reviews. Each states separately reviews
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| | some type of connection with the company,
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| the company's filings and issues a permit
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| | its product or it services. A company
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| allowing general solicitation to the
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| | that can easy contact its customer has an
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| public in that state.Permits are
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| | advantage over one that may have many
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| generally issue within 30 days ( in
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| | customers but no information on them at
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| Nevada) or it may take up six months (as
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| | all. For example a company in the medical
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| is the case in California) depending on
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| | field may target doctors, but since it is
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| each state's regulatory standard.This
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| | impossible to know all the doctors in the
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| form of registration is available to
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| | area it may need to purchase a list of
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| small securities issuers pursuant to
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| | doctors from a direct mail
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| Regulation D, Rule 504, of the Securities
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| | company.Regulation D 504 does not require
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| and exchange Act of 1933, as amended.It
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| | audited financial but you can only sell
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| allows small companies to be able to
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| | to 35 non-accredited investors the rest
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| raise up to one million dollars in equity
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| | must be accredited.
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| financing with certain limitations and
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| | Soliciting and advertising for
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| guidelines. This program is known as
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| | investors is not allowed.An accredited
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| Registration By Exemption because it is
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| | investor:
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| basically a hybrid between a public
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| | · A natural person who has individual
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| offering and a private placement.This
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| | net worth, or joint net worth with the
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| type of offering is often referred to as
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| | person's spouse, that exceeds $1 million
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| DPO, or Direct Public Offering because
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| | at the time of the purchase.
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| the stock can be sold to the public
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| | · Accredited investors are natural
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| without the use of an underwriter or
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| | persons with income exceeding $200,000 in
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| agent (Broker). These securities can also
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| | each of the two most recent years or
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| be sold to the public and be resold into
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| | joint income with a spouse exceeding
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| established secondary market.Under an
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| | $300,000 for those years and a reasonable
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| SCOR offering a company can advertise for
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| | expectation of the same income level in
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| investors, and sell securities to anybody
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| | the current year.
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| who expresses an interest, this provides
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| | · A broker/dealer registered with the
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| a great advantage over a 504 offering
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| | Commission under the Exchange Act
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| where the offering is restricted to only
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| | purchasing for its own account as an
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| 35 non-accredited investors.Being able to
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| | investment is included. [Rule 501(a)(1)].
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| list the securities on the Nasdaq
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| Bulletin Board or the Pink Sheets is
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| | · A trust with assets in excess of $5
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| another positive for DPO's because it
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| | million, not formed to acquire the
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| makes the investment more liquid and
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| | securities offered, whose purchases a
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| appealing to investors.You can anticipate
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| | sophisticated person makes.
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| receiving comments from examiners in many
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| | · A charitable organization,
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| of the states in which registration is
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| | corporation, or partnership with assets
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| sought, depending on the regulatory
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| | exceeding $5 million.
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| approach taken by the state, those
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| | · A director, executive officer, or
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| comments may be limited to request for
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| | general partner of the company selling
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| disclosure of additional information or
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| | the securities.
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| may require certain terms of the offering
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| | Regulation D 504 Is easy, fast and
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| to be modified with the states fairness
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| | inexpensive to prepare. No underwriter,
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| laws.Failure to resolve outstanding
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| | broker or agent is required, stock may
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| comments can lead to denial of
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| | sold company employees.None of these type
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| application for registration by the
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| | offerings are one-sized fits all each
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| state. The states may make applicable
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| | must be evaluated on its own merit and
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| substantive fairness standard as an
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| | the needs of the company. Nor are these
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| appendix to the filing instructions or
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| | the only options.Upon completion of the
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| make use other means to make the
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| | offering the company must request for a
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| available.SCOR offering may be done in
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| | Market Maker to file a 15c211 to have the
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| selected states and it requires audited
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| | shares of the company publicly quoted.For
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| financial statements. An experience
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| | additional information please visit:
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| securities lawyer is required, one that
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| | Quinones, President of Genesis Corporate
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| is familiar with the process and is
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| | Advisors has spent over 25 years in the
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| familiar with states requirements.The
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| | securities industry. In 1992 he founded
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| issuer must be incorporated since it will
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| | JDQ Financial Group, Inc. and proceeded
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| selling stock in the corporation, It must
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| | to build it up from a one Man operation
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| have a Business Plan because much of the
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| | to the point where it employed many
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| information required in the offering
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| | traders, advised numerous client, and
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| circular can be taken from the business
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| | generated millions in revenues.
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